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二号站招商主管958337证监会:严厉打击证券公司投资顾问收费荐股乱象

二号站招商主管 555sq 6天前 3次浏览

二号站招商主管Q958337

原标题:证监会:严厉打击证券公司投资顾问收费荐股乱象

摘要
【证监会:严厉打击证券公司投资顾问收费荐股乱象】“针对证券公司从事证券投资顾问业务中存在的虚假、误导性宣传,或存在实际提供的服务与服务协议约定不一致等情况,证监会将依法予以严厉打击。”4月7日,证监会通过人民网《领导留言板》答复网友关于打击证券公司收费荐股乱象的建议。(人民网)


  “针对证券公司从事顾问业务中存在的虚假、误导性宣传,或存在实际提供的服务与服务协议约定不一致等情况,证监会将依法予以严厉打击。”4月7日,证监会通过《领导留言板》答复网友关于打击证券公司收费荐股乱象的建议。

  证监会表示,《证券投资顾问业务暂行规定》明确规定,证券公司开展证券投资顾问业务过程中“禁止对服务能力和过往进行虚假、不实、误导性的营销宣传,禁止以任何方式承诺或者保证投资收益”,且“提供证券投资顾问服务,应当与客户签订证券投资顾问服务协议”,并在协议中明确“当事人的权利义务、服务的内容和方式、证券投资顾问的职责和禁止行为”等事项。

  下一步,证监会将持续督促证券公司合规展业,切实保护投资者合法权益。

  延伸阅读:

  

  

  

(文章来源:人民网

(责任编辑:DF070)


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